Financial Services Commission - PDFSEARCH.IO - Document Search Engine

Financial Services Commission
Results: 6048

#	Item
11	Ref. AresEUROPEAN COMMISSION Directorate-General for Financial Stability, Financial Services and Capital Markets Union Director General Add to Reading List Source URL: ec.europa.eu - Date: 2016-07-20 08:40:03
12	Ref. AresEUROPEAN COMMISSION Internal Market and Services DG FINANCIAL SERVICES POLICY AND FINANCIAL MARKETS Asset Management Add to Reading List Source URL: ilpa.org - Date: 2015-08-18 10:36:30
13	11 AugustPress Statement JFSC Statement re investigation into Lumiere Wealth Limited Comment from John Harris, Director General of the Jersey Financial Services Commission: Add to Reading List Source URL: www.jerseyfsc.org Language: English - Date: 2016-08-11 12:53:22 Economy Providence metropolitan area Providence Rhode Island Investment fund
14	Microsoft Word - EuroIRP SEC 28e response_2005doc Add to Reading List Source URL: www.euroirp.com Language: English - Date: 2007-04-17 11:23:01 Economy Financial services Finance Money Soft dollar Financial Services Authority Broker-dealer Commission sharing agreement RSRCHXchange
15	Microsoft Word - ADV Part 2AB SFGdoc Add to Reading List Source URL: www.sycamoreweb.com Language: English - Date: 2015-04-03 23:44:38 Economy Finance Money Financial markets Financial services Corporate crime Investment United States securities law Financial adviser Registered Investment Adviser Broker-dealer U.S. Securities and Exchange Commission
16	Part 2B of Form ADV: Brochure Supplement William Nicholson PriceBeallsville Rd. Barnesville, MDSpire Wealth Management, LLC Add to Reading List Source URL: williamprice.com Language: English - Date: 2015-04-17 10:57:06 Economy Finance Money Personal finance Professional certification in finance Financial planners Corporate crime Financial adviser Certified Financial Planner Financial services U.S. Securities and Exchange Commission UBS
17	MINUTES1 OF MEETING NO. 70 OF THE CENTRAL BANK COMMISSION OF 30 JUNE 2016 In attendance: Governor, Alan Ahearne, Patricia Byron (via teleconference – Items 1-6, 8, 11), Blanaid Clarke (via teleconference – Items 1-6, Add to Reading List Source URL: www.centralbank.ie Language: English - Date: 2016-08-09 06:01:10 Economy Central Bank of the Republic of Turkey Economy of Turkey Bank Mortgage loan Finance Financial services
18	TURKS AND CAICOS ISLANDS FINANCIAL SERVICES COMMISSION Guidelines for the Supervision of the Securities Sector 1 Guidelines for the Supervision of the Securities Sector based on IOSCO principles \| FSC Version April 2015 Add to Reading List Source URL: www.tcifsc.tc Language: English - Date: 2015-05-05 15:59:44 Economy Finance Money Systemic risk Financial regulation International Organization of Securities Commissions Mutual fund Credit rating agency Financial adviser Security Trinidad and Tobago Securities and Exchange Commission Jordan Securities Commission
19	The Investment Adviser “Switch” A Report on the 2012 Transition of Mid-Sized Investment Advisers from Federal Registration to Missouri State Regulation August 2012 Missouri Securities Division Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2015-06-10 16:04:14 Economy Finance Money Registered Investment Adviser Financial adviser Financial services U.S. Securities and Exchange Commission Securities regulation in the United States Securities Act Adviser DoddFrank Wall Street Reform and Consumer Protection Act Broker-dealer
20	INTERCONTINENTAL TRUST Newsletter M ayImpeccable Service Intelligent Solutions Intercontinental Trust Ltd at the 3rd Africa Congress of Accountants 2015 Add to Reading List Source URL: www.intercontinentaltrust.com.sg Language: English - Date: 2015-05-22 03:38:57 Africa Volcanism Mauritius Economy of Mauritius Republics Financial Services Commission Pan African Federation of Accountants